FinTechReg - Section 21 Approval

FSMA Section 21 approval permits a firm, whether FCA regulated or not, to engage prospective investors with an investment offer or opportunity. This is essential if you wish to engage with members of the public.

We can provide Section 21 Approval for financial promotions including websites, brochures, social media content, videos and investment documentation. With a friendly service and fast turn-around we can provide the compliance you need while not affecting your marketing campaigns.

Section 21 is mainly used in reference to bonds both listed and unlisted. We have vast experience within the crowdfunding and P2P industry, as well as ISA services, to ensure that you stay the right side of the law whilst maximising the impact of your public promotions.

  • FinTech Sectors We Regulate
  • Crowdfunding
  • Cryptocurrency
  • Family Offices
  • Funds
  • IFISAs
  • ISAs
  • InsureTech
  • PaymentTech
  • Peer To Peer & Direct Lending
  • Private Equity
  • PropTech
  • Robo Advisers
  • VC & Angel Funds

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